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Is your client conducting an illegal managed investment scheme? (Substantive Law)

  • 19 Apr 2023
  • 5:30 PM - 6:30 PM
  • Zoom


Registration is closed

Speaker: ​Andrew Mutton, Director, Andrews & Hohm

About the webinar:  What are the rules around capital raisings and when is your client operating within the law (as well as the spirit of the law)

The seminar will address:

  • What is a managed investment scheme
  • The difference between raising capital for a company vs a trust
  • Retail investors vs wholesale investors
  • When an Australian Financial Services Licence is needed
  • When is a PDS (product disclosure statement) or a prospectus required
  • What is the significance of having 20 investors or fewer
  • Key issues ASIC is focused on
  • What are the key dangers and dos and don’ts for clients in this area.


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