Is your client conducting an illegal managed investment scheme? (Substantive Law)

Speaker: ​Andrew Mutton, Director, Andrews & Hohm

About the webinar:  What are the rules around capital raisings and when is your client operating within the law (as well as the spirit of the law)

The seminar will address:

• What is a managed investment scheme
• The difference between raising capital for a company vs a trust
• Retail investors vs wholesale investors
• When an Australian Financial Services Licence is needed
• When is a PDS (product disclosure statement) or a prospectus required
• What is the significance of having 20 investors or fewer
• Key issues ASIC is focused on
• What are the key dangers and dos and don’ts for clients in this area.